Securities Litigation

At the Law Offices of Ben Dominguez, we represent clients on all sides of securities fraud disputes. We defend brokers, dealers and other financial professionals against claims under the Texas Securities Act as well as representing investors who have lost money from their investment accounts due to broker or dealer misconduct.

Securities law is extremely complex, and it is critical that any party to a dispute have reliable legal counsel in the matter. When you hire our firm, we conduct a thorough review of the situation in order to fully understand the legal issues involved. We develop a customized solution designed specifically to secure the best possible result on your behalf.

Se habla español.

Strong Representation For Investors Who Have Lost Money

If you have lost substantial value from your investment accounts, you would be well advised to speak with an experienced Houston securities litigation attorney. While a significant percentage of investment losses can be attributed to market fluctuations, many investors are victims of unethical or fraudulent acts by their brokers or financial advisers.

We have experience with a variety of securities fraud cases, including the following:

  • Unsuitable investments
  • Misrepresentation
  • Lack of diversification
  • Selling away
  • Churning
  • Negligence
  • Excessive use of margin

We diligently pursue every available option in an effort to recover the money you have lost, including clawback lawsuits and any other means available.